TrueAdvisor
TrueAdvisor
JM
JM

James Mcmanus

LPL Financial LLC
30 Years of Experience
Myrtle Beach, SC
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

James Mcmanus is a registered investment advisor at LPL Financial LLC, based in Myrtle Beach, SC, with 30 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1360 Rue De Jean Ave, Myrtle Beach, SC, 29579

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James is an owner/asset manager for non-variable insurance, including life, health, disability, LTC, and fixed annuities, dedicating a few hours per week. He also owns American Trust Insurance Agency LLC, selling property and casualty insurance policies for about a quarter of his time.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2014 - Present · 12 yrs 6 mos
LPL Financial LLC
April 2014 - Present · 12 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
March 2009 - April 2014 · 5 yrs 1 mo
Ameriprise Financial Services, INC.
March 2009 - April 2014 · 5 yrs 1 mo
Raymond James Financial Services Advisors, INC
January 2009 - March 2009 · 2 mos
Raymond James Financial Services
February 2004 - January 2009 · 4 yrs 11 mos
Raymond James Financial Services, INC.Broker
January 2004 - March 2009 · 5 yrs 2 mos
Charles Schwab & CO., INC.
January 2001 - January 2004 · 3 yrs
Charles Schwab & CO., INC.Broker
October 1999 - January 2004 · 4 yrs 3 mos
Waddell & Reed, INC.Broker
July 1999 - October 1999 · 3 mos
First Union Brokerage Services, INC.Broker
March 1999 - July 1999 · 4 mos
Dean Witter Reynolds INC.Broker
June 1996 - January 1999 · 2 yrs 7 mos
Lew Lieberbaum & CO., INC.Broker
September 1995 - August 1996 · 11 mos
State Registrations7 states
CTFLMANHNJOHSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Myrtle Beach, SC →All financial advisors in South Carolina →