John Kloecker
John Kloecker is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Alpharetta, GA, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
11720 Amber Park Drive, Suite 160, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History (6)
Customer Dispute
March 2013Customer Dispute
March 2013Customer Dispute
August 2012Customer Dispute
February 2012Customer Dispute
September 2010Customer Dispute
April 2010Other Business Activities
John is the owner and president of Creative Financial Team, LLC, a support company, since 2007. He spends about half his time on this business, with about 10-20% of his time during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.