SD
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Shawn Derby

27 Years of Experience
Baxter, MN
Broker

Shawn Derby is a registered investment advisor at Wells Fargo Advisors, based in Baxter, MN, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

7119 Forthum Rd Suite 106, [Office of Convenience], Baxter, MN, 56425

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Shawn owns 100% of Derby Private Wealth Management, LLC, a financial advisory business. He dedicates full-time hours to this activity.

Employment History
Current Registrations
Wells Fargo Advisors
April 2025 - Present · 1 yr 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - April 2025 · 14 yrs 3 mos
Wells Fargo Advisors
January 2011 - April 2025 · 14 yrs 3 mos
Wells Fargo Investments, LLC
November 2004 - January 2011 · 6 yrs 2 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - August 2002 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Brokerage Services, L.L.C.Broker
July 1998 - December 2000 · 2 yrs 5 mos
State Registrations14 states
AZCACOFLIAILKYMDMNMOORTXWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.