Pat Wang is a registered investment advisor at Shearwater Capital, based in Redondo Beach, CA, with 22 years of industry experience. Pat operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 178 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 0.85% |
| $100K - $250K | 0.75% |
| $250K - $500K | 0.65% |
| $500K - $1.0M | 0.55% |
| $1.0M - $2.5M | 0.45% |
| $2.5M - $5.0M | 0.35% |
| $5.0M - $10.0M | 0.25% |
| $10M+ | 0.15% |
Fees may be negotiable. Some clients with larger accounts may have assets invested in separately managed accounts managed by a sub-advisor. This sub-advisor charges a separate fee of 0.23% annually, paid quarterly. This fee is in addition to the investment management fee charged by Shearwater Capital.
Fee Estimator
Location
Redondo Beach, CA
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Regulatory History (1)
Customer Dispute
March 2000Employment History
Current Registrations
Shearwater Capital
Previous Registrations
Amerivest Investment Management, LLC
TD Ameritrade, INC.
State Registrations1 state
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