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Pat Wang

Shearwater Capital
23 Years of Experience
Redondo Beach, CA
1 Disclosure
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Pat Wang is a registered investment advisor at Shearwater Capital, based in Redondo Beach, CA, with 23 years of industry experience. Pat operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 180 clients with $430M in assets under management.

Shearwater Capital
Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
180 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$427.3M

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $100K0.85%
$100K - $250K0.75%
$250K - $500K0.65%
$500K - $1.0M0.55%
$1.0M - $2.5M0.45%
$2.5M - $5.0M0.35%
$5.0M - $10.0M0.25%
$10M+0.15%

Fees are based on total household assets under management rather than a tiered structure per account. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Redondo Beach, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2000
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Shearwater Capital
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Amerivest Investment Management, LLC
April 2006 - June 2009 · 3 yrs 2 mos
TD Ameritrade, INC.
April 2003 - June 2009 · 6 yrs 2 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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