Maryann Ruck
Maryann Ruck is a registered investment advisor at LPL Financial LLC, based in Windsor, CO, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Windsor, CO
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Maryann operates her LPL business under the DBA Integrated Wealth Strategies, Inc. She also owns rental real estate, leads divorce workshops, provides expert testimony related to her CDFA work, and sells non-variable insurance, dedicating minimal time to each of these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities INC.Broker
J.p.morgan Securities INC.
J. P. Morgan Securities INC.
J.P. Morgan Securities INC.Broker
Rmin Securities, INC.Broker
Fam Distributors, INC.Broker
Invesco Distributors, INC.Broker
Mitchell Hutchins Asset Management INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.