Bruce Hesse
Bruce Hesse is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Flemington, NJ, with 30 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
111 St. Route 31, Suite 114, Flemington, NJ, 08822
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bruce owns a tree farm, is president of a condo association, and owns an LLC for real estate. He is also a financial advisor with Wealthspring Financial Partners LLC (nearly full-time) and an insurance producer/agent with Avantax Insurance Agency (minimal time), maintaining life, health, and fixed insurance licenses.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Capital CORP.Broker
1st Global Advisors INC
Private Advisor Group, LLC
LPL Financial LLCBroker
1st Global Advisors INC
1st Global Capital CORP.Broker
AXA Advisors, LLCBroker
Mony Securities CorporationBroker
Trusted Securities Advisors CORP.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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