Stracy Chatham
Stracy Chatham is a registered investment advisor at LPL Financial LLC, based in Vestavia, AL, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3109 Blue Lake Dr Ste 101, Vestavia, AL, 35243
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Regulatory History (1)
Customer Dispute
August 2001Other Business ActivitiesSells Insurance
Stracy is involved in insurance sales through S. Darrin Chatham Insurance Sales, dedicating about 10-20% of their time. Stracy also sells LTCI (Long Term Care Insurance) and operates Chatham Wealth Advisors as a DBA for their LPL business, spending about a quarter of their time on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Edward JonesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.