Leah Backus is a registered investment advisor at LPL Financial LLC, based in Lake Mary, FL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1190 Business Center Drive, Lake Mary, FL, 32746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Leah operates under SouthState Investment Services as a DBA for her LPL business since 2020, dedicating full-time hours. She also has a second listing with SouthState Investment Services as a DBA for her LPL business since 2021, dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Nbc Securities, INC.
Nbc Securities, INC.Broker
Lincoln Financial Securities CorporationBroker
Princor Financial Services CorporationBroker
State Registrations20 states
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