Howard Ye is a registered investment advisor, based in Irvine, CA, with 27 years of industry experience.
Location
780 Roosevelt Unit 211, Irvine, CA, 92620
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2004Settled
Other Business Activities
Howard is a volunteer board member and VP of SVTOA, a homeowners association, attending monthly board meetings. This requires minimal time.
Employment History
Current Registrations
Gt Securities, INC.
March 2025 - Present · 1 yr 2 mos
Gt Securities, INC.Broker
March 2025 - Present · 1 yr 2 mos
Sky Vision Wealth Management CORP.
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Singpoli Wealth Management LLCBroker
February 2017 - March 2023 · 6 yrs 1 mo
Key West Investments, LLCBroker
March 2014 - January 2017 · 2 yrs 10 mos
Maia Securities, INC.Broker
September 2012 - May 2013 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2004 - September 2010 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2004 - September 2010 · 6 yrs 8 mos
Banc of America Investment Services, INC.Broker
June 2002 - January 2004 · 1 yr 7 mos
Banc of America Investment Services, INC.
June 2002 - January 2004 · 1 yr 7 mos
Morgan Stanley
June 1999 - June 2002 · 3 yrs
Morgan Stanley Dw INC.Broker
December 1998 - June 2002 · 3 yrs 6 mos
U. S. Pacific Financial Services, INC.Broker
October 1998 - December 1998 · 2 mos
Capital World Securities CORPBroker
January 1998 - November 1998 · 10 mos
Ace Diversified Capital, INC.Broker
October 1997 - January 1998 · 3 mos
U. S. Pacific Financial Services, INC.Broker
October 1995 - February 1998 · 2 yrs 4 mos
State Registrations2 states
CATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.