SP
CFP
SP
CFP

Scott Portlock

22 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
222 advisors
Number of Clients
14,417 clients
Average Client Portfolio
$734K average
Assets Under Management
$10.6B

Fee Structure

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Location

500 N. Loop 1604 E. #250, San Antonio, TX, 78232

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott sells fixed insurance, dedicating about 10-20% of his time to this activity. He also makes structured legal settlement referrals to Ash Brokerage, but this takes minimal time.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2025 - Present · 6 mos
Merit Financial Advisors
August 2025 - Present · 6 mos
Global Wealth Advisors
June 2024 - Present · 1 yr 8 mos
Previous Registrations
Commonwealth Financial Network
January 2012 - August 2025 · 13 yrs 7 mos
Commonwealth Financial NetworkBroker
January 2012 - August 2025 · 13 yrs 7 mos
Macro Consulting Group
March 2011 - January 2012 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - January 2011 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2008 - January 2011 · 2 yrs 2 mos
Summit Equities, INC.Broker
September 2007 - April 2008 · 7 mos
Summit Financial Resources INC
July 2007 - April 2008 · 9 mos
Summit Equities INC
July 2007 - April 2008 · 9 mos
Global Investment Management
July 2006 - April 2007 · 9 mos
American Financial Associates, INC.Broker
August 2001 - July 2004 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1995 - March 1997 · 1 yr 6 mos
State Registrations4 states
AZCAMDTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.