Scott Portlock is a CFP-designated registered investment advisor, based in Alpharetta, GA, with 23 years of industry experience.
Location
2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott sells fixed insurance, dedicating about 10-20% of his time to this activity. He also makes structured legal settlement referrals to Ash Brokerage, but this takes minimal time.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2025 - Present · 9 mos
Merit Financial Advisors
August 2025 - Present · 9 mos
Previous Registrations
Global Wealth Advisors
June 2024 - January 2026 · 1 yr 7 mos
Commonwealth Financial Network
January 2012 - August 2025 · 13 yrs 7 mos
Commonwealth Financial NetworkBroker
January 2012 - August 2025 · 13 yrs 7 mos
Macro Consulting Group
March 2011 - January 2012 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - January 2011 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2008 - January 2011 · 2 yrs 2 mos
Summit Equities, INC.Broker
September 2007 - April 2008 · 7 mos
Summit Financial Resources INC
July 2007 - April 2008 · 9 mos
Summit Equities INC
July 2007 - April 2008 · 9 mos
Global Investment Management
July 2006 - April 2007 · 9 mos
American Financial Associates, INC.Broker
August 2001 - July 2004 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1995 - March 1997 · 1 yr 6 mos
State Registrations4 states
AZCAMDTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.