Joseph Falbo
Joseph Falbo is a CFP-designated registered investment advisor at LPL Financial LLC, based in New Providence, NJ, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
70 Floral Ave, New Providence, NJ, 07974
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2005Other Business ActivitiesSells Insurance
Joseph is a partner in TAJ Realty LLC, a real estate rental business, dedicating minimal time. He also operates under several DBAs for his LPL business and engages in non-variable insurance activities, spending a few hours per week on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Genworth Financial Advisers Corporation
Genworth Financial Securities CorporationBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
First Hanover Securities, INC.Broker
Nationwide Securities CorporationBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.