TrueAdvisor
TrueAdvisor
DH
CFP
DH
CFP

David Hatfield

Private Advisor Group, LLC
30 Years of Experience
Dover, NH
3 DisclosuresBroker
View SEC Summary
View SEC Summary

David Hatfield is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Dover, NH, with 30 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
915 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

383 Central Ave, Cocheco Mills Bldg # 3 Suite 251, Dover, NH, 03820

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2016
Final
Customer Dispute
August 2008
Denied
Criminal
July 1989
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is affiliated with Private Advisor Group as a registered investment advisor, spending nearly all of his time on this. He also operates as Seacoast Wealth Advisors, providing investment advisory services and dedicating about half of his time, and uses Seacoast Wealth Advisors as a DBA for his LPL business, spending a few hours per week.

Employment History
Current Registrations
Private Advisor Group, LLC
December 2015 - Present · 10 yrs 10 mos
LPL Financial LLCBroker
November 2015 - Present · 10 yrs 11 mos
Previous Registrations
LPL Financial LLC
February 2026 - July 2026 · 5 mos
Citizens Securities, INC.
February 2006 - December 2015 · 9 yrs 10 mos
Citizens Securities, INC.Broker
June 2005 - November 2015 · 10 yrs 5 mos
Putnam Retail Management Limited PartnershipBroker
January 2001 - May 2005 · 4 yrs 4 mos
First Union Securities, INC.Broker
October 2000 - November 2000 · 1 mo
First Union Brokerage Services, INC.Broker
August 1998 - October 2000 · 2 yrs 2 mos
Dean Witter Reynolds INC.Broker
March 1997 - June 1998 · 1 yr 3 mos
Pruco Securities CorporationBroker
November 1995 - March 1997 · 1 yr 4 mos
First Miami Securities, INC.Broker
August 1995 - November 1995 · 3 mos
State Registrations8 states
FLMAMENCNHNYSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Dover, NH →All financial advisors in New Hampshire →