David Hatfield is a CFP-designated registered investment advisor at LPL Financial LLC, based in Dover, NH, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
383 Central Ave Ste 251, Dover, NH, 03820
Get directionsHistory
Regulatory History (3)
Regulatory
July 2016Customer Dispute
August 2008Criminal
July 1989Other Business Activities
David is affiliated with Private Advisor Group as a registered investment advisor, spending nearly all of his time on this. He also operates as Seacoast Wealth Advisors, providing investment advisory services and dedicating about half of his time, and uses Seacoast Wealth Advisors as a DBA for his LPL business, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Citizens Securities, INC.
Citizens Securities, INC.Broker
Putnam Retail Management Limited PartnershipBroker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
Dean Witter Reynolds INC.Broker
Pruco Securities CorporationBroker
First Miami Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.