Ronald Horta
Ronald Horta is a registered investment advisor at Cetera Investment Advisers LLC, based in Salinas, CA, with 30 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1566 N Main St, Salinas, CA, 93906
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronald sells fixed insurance products (annuities) as a registered representative. He also provides tax services as a sole proprietor and works as a registered representative at Monterey Credit Union full-time. Additionally, Ronald works at Intuit Inc as an enrolled agent answering tax questions for a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
First Investors CorporationBroker
State Registrations11 states
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