Jeremy Thomas Raco

Osaic Wealth, INC.

29 Years of Experience

4 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningEducation PlanningEstate PlanningInvestment Management

Osaic Wealth, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9179 advisors

Number of Clients

574,829 clients

Average Client Portfolio

$348K average

Assets Under Management

$200.3B

Fee Structure

Minimum Investment:$5.5K

Financial Planning:Investment management only

Location

350 Linden Oaks, Suite 140, Rochester, NY, 14625

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2012

Denied

Customer Dispute

November 2011

Denied

Customer Dispute

May 2007

Closed-No Action

Criminal

July 1994

Final Disposition

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Other Business ActivitiesSells Insurance

Jeremy sells insurance through APFS Rochester, dedicating a few hours per week. He also works as an investment adviser representative for Novem Group and a registered representative for OSAIC Wealth, Inc., spending about half his time on each.