KL
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Kenneth Lindner

29 Years of Experience
Brookfield, CT
Broker

Kenneth Lindner is a registered investment advisor at LPL Financial LLC, based in Brookfield, CT, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

789 Federal Rd, Brookfield, CT, 06804

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth operates Webster Investments as a DBA for his LPL business. This activity is investment-related and occurs at his reported business location.

Employment History
Current Registrations
LPL Financial LLC
January 2015 - Present · 11 yrs 4 mos
LPL Financial LLCBroker
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLC
February 2009 - January 2015 · 5 yrs 11 mos
Wells Fargo Advisors, LLCBroker
December 2002 - January 2015 · 12 yrs 1 mo
Royal Alliance Associates, INC.Broker
February 2001 - October 2002 · 1 yr 8 mos
Securities Service Network, INC.Broker
May 2000 - January 2001 · 8 mos
People's Securities, INC.Broker
April 1997 - March 2000 · 2 yrs 11 mos
Smith Barney INC.Broker
June 1996 - April 1997 · 10 mos
State Registrations26 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.