Randy Richter is a registered investment advisor at LPL Financial LLC, based in Mccook, NE, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
304 West 7th Street, Mccook, NE, 69001
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2010Customer Dispute
September 2004Customer Dispute
September 2002Other Business Activities
Randy operates Richter Financial as a DBA for his LPL business, dedicating nearly full-time to it. He also engages in farming/livestock/grain sales, owns First Nebraska Solar LLC, and owns rental real estate, each taking minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.