BM
BM

Brock Evan Moseley

21 Years of Experience
1 DisclosureSells Insurance
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
66 advisors
Number of Clients
2,933 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$6.7B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
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Location

11300 West Olympic Blvd, Suite 800, Los Angeles, CA, 90064

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History

Regulatory History (1)
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Customer Dispute
February 2017
Settled
Other Business ActivitiesSells Insurance

Brock has been selling life insurance since January 2017. This activity requires minimal time.

Employment History
Current Registrations
Composition Wealth, LLC
January 2012 - Present · 14 yrs 1 mo
Previous Registrations
Miracle Mile Advisors, LLC
May 2007 - December 2011 · 4 yrs 7 mos
Morgan Stanley & CO., Incorporated
March 2004 - May 2007 · 3 yrs 2 mos
State Registrations2 states
CAMT
Advisor
Exams
No exam information available for this advisor.