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Bart Kaplow

Ibn Financial Services, INC
56 Years of Experience
Phoenixville, PA
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Bart Kaplow is a ChFC-designated registered investment advisor at Ibn Financial Services, INC, based in Phoenixville, PA, with 56 years of industry experience. Bart is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 519 clients with $88M in assets under management.

Ibn Financial Services, INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
519 clients
Average Client Portfolio
$169K average
Assets Under Management
$87.7M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees generally range from 0.50% to 2.00% per year depending on account size and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Phoenixville, PA

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2005
Final
Customer Dispute
January 2002
Award / Judgment
Regulatory
March 2000
Final
Regulatory
September 1988
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Bart is involved with fixed insurance sales, pre-paid legal services, and a homeowner's association finance committee. He is also associated with Capital Planning Corporation.

Employment History
Current Registrations
Ibn Financial Services, INC
October 2017 - Present · 9 yrs
Ibn Financial Services, INC.
October 2017 - Present · 9 yrs
Ibn Financial Services, INC.Broker
October 2017 - Present · 9 yrs
Previous Registrations
Financial West Group
July 2003 - October 2017 · 14 yrs 3 mos
Financial West GroupBroker
June 2003 - October 2017 · 14 yrs 4 mos
Capital Strategies LimitedBroker
January 1982 - January 2004 · 22 yrs
Cardell & Associates, IncorporatedBroker
February 1980 - December 1981 · 1 yr 10 mos
Lincoln Investment Planning, INC.Broker
November 1978 - October 1983 · 4 yrs 11 mos
Chubb Securities CorporationBroker
April 1975 - March 1980 · 4 yrs 11 mos
Fin-Plan Investments, INC.Broker
July 1973 - May 1975 · 1 yr 10 mos
Shearson, Hammill & CO., IncorporatedBroker
September 1972 - September 1973 · 1 yr
Baylin Advisors, INC.Broker
August 1971 - October 1972 · 1 yr 2 mos
Fin-Plan Investments, INC.Broker
January 1970 - July 1971 · 1 yr 6 mos
State Registrations3 states
FLNJPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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