Michael Roozeboom
Michael Roozeboom is a registered investment advisor at LPL Financial LLC, based in Pella, IA, with 31 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
512 Franklin Street, Pella, IA, 50219
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2003Other Business ActivitiesSells Insurance
Michael has a DBA, Midwestone Investment Services, since 2008. Since 2010, Michael also sells non-variable insurance with IMO, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Midwestone Investment Services, INC
Aig Financial Advisors, INC.Broker
Sunamerica Securities, INC.Broker
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
H&r Block Financial Advisors, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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