Michael Roozeboom
Michael Roozeboom is a registered investment advisor at LPL Financial LLC, based in Oskaloosa, IA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
124 S. 1st St, Oskaloosa, IA, 52577
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2003Other Business ActivitiesSells Insurance
Michael has a DBA, Midwestone Investment Services, since 2008. Since 2010, Michael also sells non-variable insurance with IMO, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Midwestone Investment Services, INC
Aig Financial Advisors, INC.Broker
Sunamerica Securities, INC.Broker
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
H&r Block Financial Advisors, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.