PM
PM

Patricia Mullin

28 Years of Experience
Newport Beach, CA
Broker

Patricia Mullin is a registered investment advisor at Morgan Stanley, based in Newport Beach, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

800 Newport Center Drive, Suite 500, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Patricia is a member of Promised Land Joint Venture Multifamily LLC, a real estate venture in Laguna Beach, since 2006. She dedicates minimal time to administrative tasks after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
July 2021 - Present · 4 yrs 10 mos
Morgan Stanley
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - July 2021 · 10 yrs 6 mos
Wells Fargo Clearing Services, LLC
January 2011 - July 2021 · 10 yrs 6 mos
Wells Fargo Investments, LLCBroker
August 2007 - January 2011 · 3 yrs 5 mos
Wells Fargo Investments, LLC
June 2007 - January 2011 · 3 yrs 7 mos
Stein Roe Investment Counsel, INC.
January 2001 - April 2007 · 6 yrs 3 mos
Liberty Funds Distributor, INC.Broker
May 1999 - December 2000 · 1 yr 7 mos
Citicorp Investment ServicesBroker
February 1998 - April 1999 · 1 yr 2 mos
Charles Schwab & CO., INC.Broker
January 1998 - February 1998 · 1 mo
Mercer Global Securities LLCBroker
May 1997 - September 1997 · 4 mos
State Registrations7 states
CAFLIAILNYTXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Patricia Mullin - Financial Advisor | TrueAdvisor