Kathleen Kelly is a registered investment advisor at Mma Asset Management LLC, based in Greensboro, NC, with 30 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 303 clients with $720M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees are negotiable, especially for larger accounts. The firm may charge a flat fee percentage per annum for accounts rather than utilizing the tiered schedule.
Fee Estimator
Location
701 Green Valley Rd, Suite 308, Greensboro, NC, 27408
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathleen sells non-variable insurance products, including universal/whole life, term, disability, long-term care, and critical illness insurance, since 2005. She also holds board member and committee chair positions at Winston Salem State University, United Way - Greater Greensboro, and Greensboro Science Center, dedicating minimal time to each.
Employment History
Current Registrations
Mma Securities LLCBroker
Mma Securities LLC
Mma Securities LLC
Mma Asset Management LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Ws Griffith Securities, INC.Broker
State Registrations21 states
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