KK
KK

Kathleen Alaina Kelly

30 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningInvestment Management
Compensation
Commission-BasedFixed/Hourly
Firm Size
142 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only
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Location

701 Green Valley Rd, Suite 308, Greensboro, NC, 27408

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kathleen sells non-variable insurance products, including universal/whole life, term, disability, long-term care, and critical illness insurance, since 2005. She also holds board member and committee chair positions at Winston Salem State University, United Way - Greater Greensboro, and Greensboro Science Center, dedicating minimal time to each.

Employment History
Current Registrations
Mma Securities LLCBroker
April 2023 - Present · 2 yrs 10 mos
Mma Asset Management LLC
April 2023 - Present · 2 yrs 10 mos
Mma Securities LLC
April 2023 - Present · 2 yrs 10 mos
Mma Securities LLC
April 2023 - Present · 2 yrs 10 mos
Previous Registrations
LPL Financial LLC
May 2005 - April 2023 · 17 yrs 11 mos
LPL Financial LLCBroker
May 2005 - April 2023 · 17 yrs 11 mos
Princor Financial Services Corporation
February 2005 - May 2005 · 3 mos
Princor Financial Services CorporationBroker
May 2002 - May 2005 · 3 yrs
Ws Griffith Securities, INC.Broker
August 1995 - May 2002 · 6 yrs 9 mos
State Registrations21 states
AZCACOFLGAIAIDILLAMDMINCNJNYOHPASCTNTXVAVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.