TrueAdvisor
TrueAdvisor
AM
AM

Alexys Mckenzie

Sb Advisory, LLC
30 Years of Experience
Atlanta, GA
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Alexys Mckenzie is a registered investment advisor at Sb Advisory, LLC, based in Atlanta, GA, with 30 years of industry experience. Alexys is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,744 clients with $1.1B in assets under management.

Sb Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
35 advisors
Number of Clients
2,744 clients
Average Client Portfolio
$401K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.50%
$500K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2.0M - $5.0M1.50%
$5M+1.25%

Fees are negotiable. Third-party manager programs charge an additional fee up to 1.25% with total fees not to exceed 2.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3424 Peachtree Road Ne, Suite 2200, Atlanta, GA, 30326-1184

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2020
Final
Customer Dispute
December 2008
Closed-No Action
Employment Separation After Allegations
July 2005
Regulatory
July 2003
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alexys is involved in several business activities, including a real estate holding company, a trucking business, a hedge fund, a home buying venture, and handyman/consulting services through multiple LLCs. Alexys dedicates a significant amount of time (about half their time) to the hedge fund and minimal time to the other ventures.

Employment History
Current Registrations
Sb Advisory, LLC
March 2021 - Present · 5 yrs 7 mos
San Blas Securities LLCBroker
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Sb Advisory, LLC
September 2011 - December 2020 · 9 yrs 3 mos
Ifs SecuritiesBroker
December 2006 - January 2020 · 13 yrs 1 mo
Delta Equity Services CorporationBroker
June 2005 - December 2006 · 1 yr 6 mos
Vanguard CapitalBroker
May 2000 - July 2005 · 5 yrs 2 mos
Morgan Wilshire Securities, INC.Broker
August 1998 - June 2000 · 1 yr 10 mos
Walsh Manning Securities, LLCBroker
December 1996 - August 1998 · 1 yr 8 mos
E. C. Capital, LTD.Broker
January 1996 - December 1996 · 11 mos
Sovereign Equity Management CORP.Broker
September 1995 - December 1995 · 3 mos
State Registrations7 states
CACTGAILNYPAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Atlanta, GA →All financial advisors in Georgia →
Alexys Mckenzie - Financial Advisor | TrueAdvisor