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Patricia Dunham
31 Years of Experience
Reno, NV
1 DisclosureBrokerSells Insurance
Patricia Dunham is a registered investment advisor at Cetera Investment Advisers LLC, based in Reno, NV, with 31 years of industry experience. Patricia is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
190 W Huffaker Lane, Ste 405, Reno, NV, 89511
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2008Settled
Other Business ActivitiesSells Insurance
Patricia sells fixed insurance products with various companies, dedicating minimal time to this activity. She also serves as a director for Soroptimist International of Truckee Meadows, a service club.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
February 2012 - Present · 14 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
February 2012 - March 2024 · 12 yrs 1 mo
Pacific West Financial Consultants INC
July 2007 - February 2012 · 4 yrs 7 mos
Pacific West Securities, INC.Broker
July 2007 - February 2012 · 4 yrs 7 mos
First Wall Street CORP.
April 2006 - July 2007 · 1 yr 3 mos
First Wall Street CORP.Broker
May 2003 - July 2007 · 4 yrs 2 mos
First Wall Street CORP.
May 2003 - December 2005 · 2 yrs 7 mos
Wachovia Securities, LLC
March 2002 - June 2003 · 1 yr 3 mos
Wachovia Securities, INC.Broker
August 1995 - June 2003 · 7 yrs 10 mos
State Registrations10 states
AZCACOFLMSNJNVORTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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