JR
JR

John Rowan

31 Years of Experience
Novi, MI
4 DisclosuresBroker

John Rowan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Novi, MI, with 31 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

26200 Town Center Dr Ste 250, Novi, MI, 48375

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2018
Judgment / Lien
January 2010
Customer Dispute
April 2008
Settled
Customer Dispute
April 2007
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2013 - Present · 13 yrs 2 mos
Ameriprise Financial Services, LLC
September 2008 - Present · 18 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2008 - Present · 18 yrs 1 mo
Previous Registrations
Hsbc Securities (USA) INC.Broker
August 2006 - September 2008 · 2 yrs 1 mo
Hsbc Securities (USA) INC.
August 2006 - September 2008 · 2 yrs 1 mo
Chase Investment Services CORP.
September 2004 - August 2006 · 1 yr 11 mos
Chase Investment Services CORP.Broker
May 2004 - August 2006 · 2 yrs 3 mos
American Express Financial Advisors INC.Broker
September 1995 - May 2004 · 8 yrs 8 mos
Ids Life Insurance CompanyBroker
September 1995 - May 2004 · 8 yrs 8 mos
State Registrations5 states
AZFLMINYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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