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John Rowan

30 Years of Experience
Novi, MI
5 DisclosuresBroker

John Rowan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Novi, MI, with 30 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

26200 Town Center Dr Ste 250, Novi, MI, 48375

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History

Regulatory History (5)
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Judgment / Lien
November 2018
Judgment / Lien
December 2016
Judgment / Lien
January 2010
Customer Dispute
April 2008
Settled
Customer Dispute
April 2007
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2013 - Present · 12 yrs 9 mos
Ameriprise Financial Services, LLC
September 2008 - Present · 17 yrs 8 mos
Ameriprise Financial Services, LLCBroker
September 2008 - Present · 17 yrs 8 mos
Previous Registrations
Hsbc Securities (USA) INC.Broker
August 2006 - September 2008 · 2 yrs 1 mo
Hsbc Securities (USA) INC.
August 2006 - September 2008 · 2 yrs 1 mo
Chase Investment Services CORP.
September 2004 - August 2006 · 1 yr 11 mos
Chase Investment Services CORP.Broker
May 2004 - August 2006 · 2 yrs 3 mos
American Express Financial Advisors INC.Broker
September 1995 - May 2004 · 8 yrs 8 mos
Ids Life Insurance CompanyBroker
September 1995 - May 2004 · 8 yrs 8 mos
State Registrations5 states
AZFLMINYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.