RC
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Richard Canter
30 Years of Experience
Largo, FL
2 DisclosuresBroker
Richard Canter is a registered investment advisor at Cetera Investment Advisers LLC, based in Largo, FL, with 30 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2100 West Bay Drive, Largo, FL, 33770
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Regulatory History (2)
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Customer Dispute
November 2019Settled
Customer Dispute
October 2019Settled
Other Business Activities
Richard has been a CPA since 1987, providing accounting and tax services. This work takes nearly all of Richard's time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2016 - Present · 9 yrs 5 mos
Cetera Financial Specialists LLCBroker
June 2004 - Present · 21 yrs 11 mos
Previous Registrations
Hochman & Baker Securities, INC.Broker
August 1995 - September 2004 · 9 yrs 1 mo
State Registrations24 states
ALAZCACOCTFLGAILINLAMAMDMEMINCNJNYOHSCSDTNTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.