William Lohrenz
William Lohrenz is a registered investment advisor at Cetera Investment Advisers LLC, based in Appleton, WI, with 30 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Appleton, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William sells fixed life, health, and annuity insurance with various companies and AdvisorNet Insurance. He is also the owner and investment advisor representative of Lohrenz Financial LLC, spending nearly full-time hours there, and a representative for Jack Schroeder and Associates selling health insurance.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Pension Planners Securities, INC.Broker
Mony Securities CorporationBroker
Trusted Securities Advisors CORP.Broker
Securities America, INC.Broker
Mutual Service CorporationBroker
Waddell & Reed, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.