Joseph Rivello is a registered investment advisor at LPL Financial LLC, based in Melville, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
445 Broadhollow Rd Ste Cl-43, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph operates Rivello Asset Management as a DBA for his LPL business. This investment-related activity takes nearly all of Joseph's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Edward Jones
Edward JonesBroker
LPL Financial LLC
LPL Financial LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Odeon Capital Group LLCBroker
Rb International Markets (USA) LLCBroker
Investec Securities (US) LLCBroker
Piper Jaffray & CO.Broker
Murphy & DurieuBroker
Jesup & Lamont Securities CORPBroker
Magna Securities CORP.Broker
J Giordano Securities GroupBroker
Auerbach Grayson & Company IncorporatedBroker
Gerard Klauer Mattison & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.