FA
FA
Ferris Ahn
19 Years of Experience
Mclean, VA
2 DisclosuresSells Insurance
Ferris Ahn is a registered investment advisor at Alpha Capital Wealth Advisors, LLC, based in Mclean, VA, with 19 years of industry experience. Ferris operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 14 clients with $13M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
14 clients
Average Client Portfolio
$904K average
Assets Under Management
$12.7M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
Mclean, VA
Get directionsHistory
Regulatory History (2)
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Regulatory
July 2024Final
Employment Separation After Allegations
August 2023Other Business ActivitiesSells Insurance
Ferris is an independent licensed insurance agent. He spends about 10-20% of his time on this activity.
Employment History
Current Registrations
Alpha Capital Wealth Advisors, LLC
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2020 - September 2023 · 2 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
December 2020 - September 2023 · 2 yrs 9 mos
Hsbc Securities (USA) INC.
September 2016 - December 2020 · 4 yrs 3 mos
Hsbc Securities (USA) INC.Broker
September 2016 - December 2020 · 4 yrs 3 mos
USAA Financial Planning Services
August 2014 - September 2016 · 2 yrs 1 mo
USAA Financial Advisors, INC.Broker
August 2014 - September 2016 · 2 yrs 1 mo
Suntrust Investment Services, INC.
April 2013 - July 2014 · 1 yr 3 mos
Suntrust Investment Services, INC.Broker
April 2013 - July 2014 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - October 2011 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - October 2011 · 2 yrs
Banc of America Investment Services, INC.
December 2008 - October 2009 · 10 mos
Banc of America Investment Services, INC.Broker
December 2008 - October 2009 · 10 mos
Citigroup Global Markets INC.
May 2007 - January 2009 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
May 2007 - January 2009 · 1 yr 8 mos
Citicorp Investment Services
April 2006 - May 2007 · 1 yr 1 mo
Citicorp Investment ServicesBroker
March 2006 - May 2007 · 1 yr 2 mos
AXA Advisors, LLC
January 2006 - March 2006 · 2 mos
AXA Advisors, LLCBroker
January 2006 - March 2006 · 2 mos
Raymond James & Associates, INC.Broker
September 1995 - March 1997 · 1 yr 6 mos
Ferris, Baker Watts IncorporatedBroker
August 1995 - September 1995 · 1 mo
State Registrations1 state
VA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.