David Yates
David Yates is a registered investment advisor at Podell Financial Group LLC, based in Fairfield, NJ, with 26 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 236 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.00% |
Fee Estimator
Location
271 Route 46W, Suite D105, Fairfield, NJ, 07004
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David works as an independent insurance agent since 2020, selling insurance products. This takes about a quarter of his time, including time during securities trading hours.
Employment History
Current Registrations
Podell Financial Group LLC
Previous Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Eagle Strategies LLC
New York Life Investment Management LLC
Nylife Distributors LLCBroker
Investprivate.com, INC.Broker
Alliance Fund Distributors, INC.Broker
The Boston GroupBroker
A.S. Goldmen & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.