Kathleen Gamez is a registered investment advisor, based in San Diego, CA, with 27 years of industry experience.
Location
117220 El Camino Real St, Suite 100, San Diego, CA, 92130
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Regulatory History (1)
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Customer Dispute
May 2001Closed-No Action
Other Business Activities
Kathleen is a partner in KyR Wine Co LLC, a wine sales business, and owns rental real estate. She also works full-time as a bank associate at Umpqua Bank and is an advisor for Columbia Wealth Advisors.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2024 - Present · 2 yrs
Raymond James Financial Services, INC.Broker
September 2024 - Present · 2 yrs
Previous Registrations
Cetera Investment Advisers LLC
March 2023 - October 2023 · 7 mos
Cetera Investment Services LLCBroker
March 2023 - October 2023 · 7 mos
Steward Partners Investment Solutions, LLCBroker
March 2018 - March 2023 · 5 yrs
Steward Partners Investment Solutions, LLC
March 2018 - March 2023 · 5 yrs
City National Securities, INC.
November 2015 - February 2018 · 2 yrs 3 mos
City National Securities, INC.Broker
November 2015 - February 2018 · 2 yrs 3 mos
First Republic Investment Management, INC.
February 2014 - November 2015 · 1 yr 9 mos
First Republic Securities Company, LLCBroker
February 2014 - October 2015 · 1 yr 8 mos
U.S. Bancorp Investments, INC.
September 2012 - January 2014 · 1 yr 4 mos
U.S. Bancorp Investments, INC.Broker
September 2012 - January 2014 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - October 2010 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - October 2010 · 1 yr
Banc of America Investment Services, INC.
August 2007 - October 2009 · 2 yrs 2 mos
Banc of America Investment Services, INC.Broker
August 2007 - October 2009 · 2 yrs 2 mos
Citigroup Global Markets INC.
October 2005 - September 2007 · 1 yr 11 mos
Citigroup Global Markets INC.Broker
October 2005 - September 2007 · 1 yr 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 1997 - October 2005 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1995 - October 2005 · 10 yrs
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.