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Daniel Mazurek

Npa Asset Management, LLC
31 Years of Experience
Montville, NJ
7 DisclosuresBrokerSells Insurance
View SEC Summary
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Daniel Mazurek is a registered investment advisor at Npa Asset Management, LLC, based in Montville, NJ, with 31 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,746 clients with $1.1B in assets under management.

Npa Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
52 advisors
Number of Clients
2,746 clients
Average Client Portfolio
$388K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual account management fee is up to 3.00% and is negotiable. Fees vary by specific program, account size, and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2 Changebridge Rd, Montville, NJ, 07045

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2023
Judgment / Lien
May 2023
Judgment / Lien
October 2022
Judgment / Lien
September 2021
Judgment / Lien
April 2021
Judgment / Lien
November 2020
Customer Dispute
February 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is dually registered with NPA Asset Management and Nationwide Planning Associates Inc. Daniel is also an independent insurance agent through various agencies.

Employment History
Current Registrations
Npa Asset Management, LLC
January 2018 - Present · 8 yrs 9 mos
Nationwide Planning Associates INC.Broker
March 2004 - Present · 22 yrs 7 mos
Previous Registrations
Npa Asset Management, LLC
October 2008 - December 2017 · 9 yrs 2 mos
Walnut Street Securities, INC.Broker
August 2003 - March 2004 · 7 mos
Metlife Securities INC.Broker
July 2003 - March 2004 · 8 mos
Metropolitan Life Insurance CompanyBroker
January 2002 - March 2004 · 2 yrs 2 mos
Nathan & Lewis Securities, INC.Broker
December 2001 - August 2003 · 1 yr 8 mos
Ws Griffith Securities, INC.Broker
August 1995 - December 2001 · 6 yrs 4 mos
State Registrations10 states
FLGAMANCNJNMNYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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