RP
CFP
RP
CFP

Ronald Powell

29 Years of Experience
Henderson, TX
Broker

Ronald Powell is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Henderson, TX, with 29 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

101 E Main Street, Henderson, TX, 75652

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Ronald works as a Senior Wealth Advisor for Vera Bank, focusing on business development and relationship management. He builds relationships with new clients and coordinates them with specialists at the bank, but does not make investment decisions or recommend specific securities.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
July 2023 - Present · 2 yrs 10 mos
Cetera Investment Advisers LLC
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
August 2019 - April 2023 · 3 yrs 8 mos
Wells Fargo Clearing Services, LLC
August 2019 - April 2023 · 3 yrs 8 mos
Vision Investment Services, INC.Broker
December 2006 - September 2011 · 4 yrs 9 mos
Northern Trust Securities, INC.Broker
November 2006 - March 2019 · 12 yrs 4 mos
Northern Trust Securities, INC
November 2006 - December 2009 · 3 yrs 1 mo
Citigroup Global Markets INC.
October 2002 - October 2006 · 4 yrs
Citigroup Global Markets INC.Broker
October 2002 - October 2006 · 4 yrs
Merrill Lynch Pierce Fenner & Smith INC.
November 1995 - October 2002 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1995 - October 2002 · 7 yrs
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.