Ronald Powell is a CFP-designated registered investment advisor, based in Henderson, TX, with 30 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold.
Location
101 E Main Street, Henderson, TX, 75652
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ronald works as a Senior Wealth Advisor for Vera Bank, focusing on business development and relationship management. He builds relationships with new clients and coordinates them with specialists at the bank, but does not make investment decisions or recommend specific securities.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Vision Investment Services, INC.Broker
Northern Trust Securities, INC.Broker
Northern Trust Securities, INC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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