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Erick Baer

Emerson Equity LLC
27 Years of Experience
Redondo Beach, CA
1 DisclosureBroker
View SEC Summary
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Erick Baer is a registered investment advisor at Emerson Equity LLC, based in Redondo Beach, CA, with 27 years of industry experience. Erick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 620 clients with $320M in assets under management.

Emerson Equity LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
Number of Clients
620 clients
Average Client Portfolio
$519K average
Assets Under Management
$321.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiable with a maximum fee of 2.5% charged annually (billed quarterly at up to 0.625% per quarter).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Redondo Beach, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
December 1973
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Emerson Equity LLCBroker
March 2018 - Present · 8 yrs 7 mos
Emerson Equity LLC
March 2018 - Present · 8 yrs 7 mos
Emerson Equity LLC
March 2018 - Present · 8 yrs 7 mos
Previous Registrations
Woodbury Financial Services, INC.
September 2015 - December 2016 · 1 yr 3 mos
Woodbury Financial Services, INC.Broker
September 2015 - December 2016 · 1 yr 3 mos
J P Turner & Company Capital Management, LLC
June 2011 - September 2015 · 4 yrs 3 mos
J.P. Turner & Company, L.L.C.Broker
June 2011 - September 2015 · 4 yrs 3 mos
Planned Asset Management
March 2011 - July 2011 · 4 mos
Independent Financial Group, LLC
May 2010 - June 2011 · 1 yr 1 mo
Independent Financial Group, LLCBroker
May 2010 - June 2011 · 1 yr 1 mo
Afa Financial Group, LLCBroker
June 2005 - April 2010 · 4 yrs 10 mos
Afa Advisor Services LLC
May 2005 - April 2010 · 4 yrs 11 mos
Worthmark Financial Services, LLC
January 2005 - June 2005 · 5 mos
Worthmark Financial Services, LLCBroker
March 2004 - June 2005 · 1 yr 3 mos
Intersecurities, INC.Broker
January 2003 - March 2004 · 1 yr 2 mos
Professional Investment Services, INC.Broker
October 2001 - December 2002 · 1 yr 2 mos
Professional Investment Services, INC.Broker
December 1998 - April 2001 · 2 yrs 4 mos
New England SecuritiesBroker
April 1997 - December 1997 · 8 mos
Sunset Financial Services, INC.Broker
September 1995 - October 1996 · 1 yr 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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