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William Stone

Waverly Advisors, LLC
30 Years of Experience
Ridgeland, MS
1 DisclosureSells Insurance
View SEC Summary
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William Stone is a registered investment advisor at Waverly Advisors, LLC, based in Ridgeland, MS, with 30 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 13 more. Their firm serves 13,689 clients with $30B in assets under management.

Waverly Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
231 advisors
Number of Clients
13,689 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$29.9B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees range from 0.25% to 1.50% annually, applied as a flat or declining marginal rate. Certain equity and options strategies carry an additional 0.25% annual fee. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

800 Woodlands Pkwy #208, Ridgeland, MS, 39157

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is an Investment Advisor Representative with EFP Advisors DBA W.O Stone Advisors, dedicating nearly full-time hours to investment advisor services and financial planning. He also provides fixed insurance advice and products to current financial planning clients and offers fixed insurance solutions, spending minimal time on these insurance-related activities. William is also a board member for Presbyterian Church in America Foundation, spending minimal time.

Employment History
Current Registrations
Waverly Advisors, LLC
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Efp Advisors
January 2014 - May 2024 · 10 yrs 4 mos
Cs Planning CORP
January 2010 - April 2014 · 4 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
April 2009 - May 2024 · 15 yrs 1 mo
Cs Planning CORP
March 2009 - December 2009 · 9 mos
Stanford Group Company
June 2006 - March 2009 · 2 yrs 9 mos
Stanford Group CompanyBroker
June 2006 - March 2009 · 2 yrs 9 mos
Efp Wealth Management
April 1999 - June 2006 · 7 yrs 2 mos
Fsc Securities CorporationBroker
May 1997 - July 2006 · 9 yrs 2 mos
Commonwealth Equity Services, INC.Broker
October 1995 - May 1997 · 1 yr 7 mos
State Registrations2 states
MSTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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