BS
BS

Beth Sweeney

29 Years of Experience
Rockland, MA
Broker

Beth Sweeney is a registered investment advisor, based in Rockland, MA, with 29 years of industry experience.

Location

1099 Hingham Street, Suite 120, Rockland, MA, 02370

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Beth owns a building in Holdrege, NE, is a 50% owner of AS Air, LLC, and owns land/building for redevelopment through My Property Solver. She also owns a golfing lounge and oversees One Belmont Place, LLC, dedicating about 10-20% of her time to the golfing lounge.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs 4 mos
Steward Partners Investment Advisory, LLC
May 2017 - Present · 9 yrs 4 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
April 2017 - May 2022 · 5 yrs 1 mo
Wells Fargo Clearing Services, LLC
July 2003 - April 2017 · 13 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - April 2017 · 13 yrs 9 mos
Prudential Securities Incorporated
July 1999 - July 2003 · 4 yrs
Prudential Securities IncorporatedBroker
December 1996 - July 2003 · 6 yrs 7 mos
Charles Schwab & CO., INC.Broker
May 1996 - November 1996 · 6 mos
State Registrations18 states
AZCACOCTFLGAMANCNENHNYORPARISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Beth Sweeney - Financial Advisor | TrueAdvisor