Michael Romanchak is a registered investment advisor at LPL Financial LLC, based in Alameda, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3215 Encinal Avenue, Suite L, Alameda, CA, 94501
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael works as an independent contractor for BCN, dedicating about a quarter of his time to analyzing client investment portfolios, trust documentation, and public employee pension benefits since 2007. Since 2020, Michael also operates Michael Romanchak Photography as a sole proprietor, selling photographs through a web-based gallery.
Employment History
Current Registrations
LPL Financial LLCBroker
Bcn Financial, INC.
Previous Registrations
Crown Capital Securities, L.P.Broker
Crown Capital Securities, L.P.
Quest Securities, INC.Broker
Quest Securities, INC.
Kelmoore Investment CO INC
Kelmoore Investment Company, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.