Scott Preble
Scott Preble is a registered investment advisor at Foundations Investment Advisors LLC, based in Scottsdale, AZ, with 8 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Federal Employees, and 6 more. Their firm serves 29,663 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual advisory fee is 2.00%. Fees are negotiable. Accounts with more than three investment strategies incur an additional $15 annual fee per extra strategy, and all accounts pay a $50 annual administrative and technology fee.
Fee Estimator
Location
16435 N. Scottsdale Rd., Suite 175, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (2)
Judgment / Lien
July 2012Employment Separation After Allegations
April 2012Other Business ActivitiesSells Insurance
Scott is an independent insurance agent with Asset Preservation Tax & Retirement Services, providing insurance and annuity solutions and reviewing plans with clients. This takes about half of his time.
Employment History
Current Registrations
Foundations Investment Advisors LLC
Previous Registrations
Kingdom Financial Group, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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