Scott Preble
Scott Preble is a registered investment advisor at Foundations Investment Advisors LLC, based in Peoria, AZ, with 7 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 25,166 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
A $150 annual minimum management fee will be assessed on all accounts. All accounts will also be assessed a $50 annual administrative and technology fee (ATF) at the end of the January billing cycle. The fee schedule may not be the actual fee charged, but the maximum fee charged. Sub-Adviser fees are included in the fee schedule above.
Fee Estimator
Location
16150 N Arrowhead Fountains Center Dr, Suite 200, Peoria, AZ, 85382
Get directionsHistory
Regulatory History (2)
Judgment / Lien
July 2012Employment Separation After Allegations
April 2012Other Business ActivitiesSells Insurance
Scott is an independent insurance agent with Asset Preservation Tax & Retirement Services, providing insurance and annuity solutions and reviewing plans with clients. This takes about half of his time.
Employment History
Current Registrations
Foundations Investment Advisors LLC
Previous Registrations
Kingdom Financial Group, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.