JH
JH

John Hughes

30 Years of Experience
Dothan, AL
3 DisclosuresBroker

John Hughes is a registered investment advisor at Ameriprise Financial Services, LLC, based in Dothan, AL, with 30 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1451 W Main St, Dothan, AL, 36301-1311

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2013
Settled
Customer Dispute
March 2012
Dismissed
Customer Dispute
September 2010
Settled
Other Business Activities

John owns multiple real estate properties and businesses, including Jamala LLC, Hughes and Associates LLC (managing his Ameriprise franchise), Hughes Properties LLC (owning a commercial office building), and Jack Jack LLC (a farming company). He also serves on the board of directors for Hughes and coaches tennis at Providence Christian School, dedicating a few hours per week to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2010 - Present · 15 yrs 7 mos
Ameriprise Financial Services, LLC
October 2010 - Present · 15 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 2010 - Present · 15 yrs 7 mos
Previous Registrations
Synovus Securities, INC.
January 2002 - October 2010 · 8 yrs 9 mos
Synovus Securities, INC.Broker
January 2002 - October 2010 · 8 yrs 9 mos
Morgan Stanley Dw INC.Broker
October 1997 - January 2002 · 4 yrs 3 mos
Morgan Keegan & Company, INC.Broker
October 1995 - October 1997 · 2 yrs
State Registrations23 states
ALCACODCDEFLGAINKYLAMDMNMOMSNCOKPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.