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John Hughes

Ameriprise Financial Services, LLC
30 Years of Experience
Dothan, AL
3 DisclosuresBroker
View SEC Summary
View SEC Summary

John Hughes is a registered investment advisor at Ameriprise Financial Services, LLC, based in Dothan, AL, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1451 W Main St, Dothan, AL, 36301-1311

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2013
Settled
Customer Dispute
March 2012
Dismissed
Customer Dispute
September 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John owns multiple real estate properties and businesses, including Jamala LLC, Hughes and Associates LLC (managing his Ameriprise franchise), Hughes Properties LLC (owning a commercial office building), and Jack Jack LLC (a farming company). He also serves on the board of directors for Hughes and coaches tennis at Providence Christian School, dedicating a few hours per week to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2010 - Present · 16 yrs
Ameriprise Financial Services, LLC
October 2010 - Present · 16 yrs
Ameriprise Financial Services, LLCBroker
October 2010 - Present · 16 yrs
Previous Registrations
Synovus Securities, INC.
January 2002 - October 2010 · 8 yrs 9 mos
Synovus Securities, INC.Broker
January 2002 - October 2010 · 8 yrs 9 mos
Morgan Stanley Dw INC.Broker
October 1997 - January 2002 · 4 yrs 3 mos
Morgan Keegan & Company, INC.Broker
October 1995 - October 1997 · 2 yrs
State Registrations25 states
ALAZCACODCDEFLGAINKYLAMAMDMNMOMSNCOKPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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