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William Peyton

31 Years of Experience
Raleigh, NC
1 DisclosureBroker

William Peyton is a registered investment advisor at Wells Fargo Advisors, based in Raleigh, NC, with 31 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC, 27612

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Closed-No Action
Employment History
Current Registrations
Wells Fargo Advisors
July 2017 - Present · 9 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1995 - July 2017 · 21 yrs 10 mos
State Registrations18 states
AZCAFLILMAMDMIMONCNJNMNVNYOHPAUTVAVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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