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Lisa Thornton

25 Years of Experience
Jackson, TN
Broker

Lisa Thornton is a registered investment advisor at Raymond James & Associates, INC., based in Jackson, TN, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1381 Union University Dr, Jackson, TN, 38305

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lisa owns Lisa Thornton Pottery, where she creates and sells pottery. She spends about 10-20% of her time on this business, with no time spent during trading hours.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2015 - Present · 10 yrs 10 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
January 2001 - February 2013 · 12 yrs 1 mo
State Registrations40 states
ALARAZCACOCTDCDEFLGAHIIDILINKSKYLAMDMIMNMOMSMTNCNDNMNVNYOHOKORPASCSDTNTXUTVAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Lisa Thornton - Financial Advisor | TrueAdvisor