Douglas James
Douglas James is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Saddle River, NJ, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
65 East Allendale Road, Saddle River, NJ, 07458
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2016Other Business ActivitiesSells Insurance
Douglas owns several businesses, including DMJ Planning LLC (payroll/bookkeeping), Group Benefit Consultants LLC (non-variable insurance sales/service), Saddle River Corner LLC (rental real estate), and two support companies. He dedicates about 10-20% of his time to Group Benefit Consultants LLC and minimal time to the other ventures.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.