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Roger Saint-Pierre

30 Years of Experience
Fall River, MA

Roger Saint-Pierre is a registered investment advisor at Northeast Capital Management, INC., based in Fall River, MA, with 30 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 86 clients with $110M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
86 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$105.3M

Fee Structure

Minimum Investment:$750K
Investment management only (planning not offered)
Minimum Annual Fee:$7,500
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

10 North Main Street, Third Floor, Fall River, MA, 02720

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Northeast Capital Management, INC.
August 1995 - Present · 30 yrs 9 mos
State Registrations3 states
FLMARI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.