Scott Harris is a CFP-designated registered investment advisor, based in Phoenix, AZ, with 28 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7720 N 16th Street, Suite 350, Phoenix, AZ, 85020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is involved in several business activities, including fixed insurance sales, financial planning through Scott Harris Financial Group, fractional condo ownership, and investment advisory services with Ameriflex. He also serves as a board member for Ronald McDonald House Charities, dedicating minimal time to this role.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
The Ameriflex Group
Previous Registrations
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.Broker
Principal Securities, INC.
Principal Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Princor Financial Services Corporation
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Prudential Securities IncorporatedBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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