Charles Matisi
Charles Matisi is a registered investment advisor at Osaic Wealth, INC., based in Holbrook, NY, with 29 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
4250 Veterans Memorial Highway, Suite 420E, Holbrook, NY, 11741
Get directionsHistory
Regulatory History (3)
Regulatory
September 2013Employment Separation After Allegations
June 2012Employment Separation After Allegations
March 2005Other Business ActivitiesSells Insurance
Charles sells insurance and fixed annuities through Crump Insurance Services and The Consilium Group, LLC, and provides insurance services such as fixed annuities, life insurance, long-term care, and disability as a financial advisor. He also works as an investment advisor for 4 Thought Financial Group Inc., dedicating about three-quarters of his time to this role.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
4thought Financial Group INC.
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Source Capital Group, INC.Broker
Merit Capital Associates, INC.Broker
Dalton Kent Securities Group, INC.Broker
Madison Capital Markets CORP.Broker
R.D. White & CO., INC.Broker
Stuart, Coleman & CO., INC.Broker
Lew Lieberbaum & CO., INC.Broker
Americorp Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.