Charles Matisi
Charles Matisi is a registered investment advisor at Osaic Wealth, INC., based in Holbrook, NY, with 29 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
4250 Veterans Memorial Highway, Suite 420E, Holbrook, NY, 11741
Get directionsHistory
Regulatory History (3)
Regulatory
September 2013Employment Separation After Allegations
June 2012Employment Separation After Allegations
March 2005Other Business ActivitiesSells Insurance
Charles sells insurance and fixed annuities through Crump Insurance Services and The Consilium Group, LLC, and provides insurance services such as fixed annuities, life insurance, long-term care, and disability as a financial advisor. He also works as an investment advisor for 4 Thought Financial Group Inc., dedicating about three-quarters of his time to this role.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
4thought Financial Group INC.
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Source Capital Group, INC.Broker
Merit Capital Associates, INC.Broker
Dalton Kent Securities Group, INC.Broker
Madison Capital Markets CORP.Broker
R.D. White & CO., INC.Broker
Stuart, Coleman & CO., INC.Broker
Lew Lieberbaum & CO., INC.Broker
Americorp Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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