Kenneth Roberts is a registered investment advisor, based in Miami, FL, with 30 years of industry experience.
Location
1450 Brickell Avenue, Suite 2610, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Advisors, LLC
October 2021 - Present · 4 yrs 7 mos
Sanctuary Securities, INC.Broker
October 2021 - Present · 4 yrs 7 mos
Sanctuary Securities, INC.
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Morgan StanleyBroker
January 2012 - November 2021 · 9 yrs 10 mos
Morgan Stanley
January 2012 - November 2021 · 9 yrs 10 mos
LPL Financial LLC
October 1998 - February 2012 · 13 yrs 4 mos
LPL Financial LLCBroker
October 1998 - February 2012 · 13 yrs 4 mos
American Express Financial Advisors INC.Broker
September 1995 - September 1998 · 3 yrs
Ids Life Insurance CompanyBroker
September 1995 - September 1998 · 3 yrs
State Registrations11 states
ARCACOFLILKSMONCNYOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.