CC
CC
Christopher Coghlan
26 Years of Experience
Corte Madera, CA
5 DisclosuresBroker
Christopher Coghlan is a registered investment advisor at Wells Fargo Advisors, based in Corte Madera, CA, with 26 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
770 Tamalpais Dr Ste 400, Corte Madera, CA, 94925
Get directionsHistory
Regulatory History (5)
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Customer Dispute
August 2013Denied
Customer Dispute
May 2010Denied
Customer Dispute
October 2008Settled
Customer Dispute
October 2007Denied
Customer Dispute
March 2004Settled
Employment History
Current Registrations
Wells Fargo Advisors
September 2022 - Present · 3 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Morgan Stanley
August 2013 - October 2022 · 9 yrs 2 mos
Morgan StanleyBroker
August 2013 - October 2022 · 9 yrs 2 mos
Wells Fargo Advisors, LLCBroker
January 2011 - August 2013 · 2 yrs 7 mos
Wells Fargo Advisors, LLC
January 2011 - August 2013 · 2 yrs 7 mos
Wells Fargo Investments, LLC
September 2008 - January 2011 · 2 yrs 4 mos
Wells Fargo Investments, LLCBroker
September 2008 - January 2011 · 2 yrs 4 mos
Wamu Investments, INC.
February 2006 - October 2008 · 2 yrs 8 mos
Wamu Investments, INC.Broker
July 2003 - October 2008 · 5 yrs 3 mos
Securities America Advisors INC
December 2002 - July 2003 · 7 mos
Securities America, INC.Broker
April 2002 - July 2003 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1999 - April 2002 · 2 yrs 10 mos
State Registrations14 states
AZCAFLMAMDMEMTNMNVNYORUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.