JW
JW
John Wyngaard is a registered investment advisor, based in Madison, WI, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold.
Location
414 D'Onofrio Dr, Suite 220, Madison, WI, 53717
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 1995Final Disposition
Criminal
December 1994Final Disposition
Other Business ActivitiesSells Insurance
John operates Bridgepoint Investments LLC, engaging in independent insurance sales, dedicating a few hours per week. He also owns rental properties through Wynham Properties LLC and is a partner in two real estate partnerships, with minimal duties in the latter two.
Employment History
Current Registrations
Cabot Lodge Securities LLCBroker
August 2013 - Present · 13 yrs 2 mos
Cl Wealth Management LLC
October 2011 - Present · 15 yrs
Previous Registrations
Allied Beacon Partners, INC.Broker
October 2011 - August 2013 · 1 yr 10 mos
Workman Securities CorporationBroker
October 2005 - September 2011 · 5 yrs 11 mos
Workman Securities Corporation
October 2005 - September 2011 · 5 yrs 11 mos
Harbour Investments, INC.Broker
February 1997 - November 2005 · 8 yrs 9 mos
Wma Securities, INC.Broker
December 1996 - February 1997 · 2 mos
Metlife Securities INC.Broker
May 1996 - November 1996 · 6 mos
Metropolitan Life Insurance CompanyBroker
May 1996 - November 1996 · 6 mos
State Registrations5 states
AZCAIAILWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Eric Lanning, CFPWells Fargo Advisors
- Stephen Smith, ChFCHarbour Investments, INC.
- Leonard Hornung, ChFCPark Avenue Securities LLC
- Lisa Andrews, CFPPerk Planning
- Brandon Ben-Hanania, CFPSpruce Hill Capital
- Charles Opitz, CFP