Othneil Waud is a CFA-designated registered investment advisor at Ptma Investment Advisors, based in Denver, CO, with 14 years of industry experience. Othneil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 82 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees vary by client type and strategy, with individual equity, fixed income, and balanced strategies charged up to 1.00% annually. Institutional fixed income strategies are charged up to 0.45% annually. Fees are negotiable.
Fee Estimator
Location
717 17th Street, Suite 1850, Denver, CO, 80202
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ptma Investment Advisors
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jacqueline Battista, CFPCorepath Wealth Partners LLC
- Kayla Benjamin, CFPKb Financial Advisors LLC
- Jonathan Vogel, CFPEmerson Equity LLC
- Lauren Young, CFPMoneta Group Investment Advisors, LLC
- Dalyce Tinoco, CFPClass Vi Family Office, LLC
- Joseph Adams, ChFCState Farm Investment Management CORP.