RZ
RZ

Richard Zack

28 Years of Experience
Dallas, TX
Broker

Richard Zack is a registered investment advisor, based in Dallas, TX, with 28 years of industry experience.

Location

100 Crescent Court, 7th Floor, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is the Chief Compliance Officer & General Counsel for Mack & Co. Partners, LP, dedicating nearly full-time hours to this role. He is also a Sole Proprietor of RLZ Consulting, LLC, and a FINRA Arbitrator, spending a few hours per week on each of these activities.

Employment History
Current Registrations
M&co. Securities LLCBroker
February 2025 - Present · 1 yr 3 mos
Mack & CO. Partners, LP
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Weild & CO.Broker
March 2024 - February 2025 · 11 mos
Bleakley Financial Group, LLC
March 2022 - February 2024 · 1 yr 11 mos
Private Advisor Group, LLC
November 2021 - March 2022 · 4 mos
LPL Financial LLCBroker
November 2021 - February 2024 · 2 yrs 3 mos
Wainwright Investment Counsel LLC
December 2013 - October 2021 · 7 yrs 10 mos
Wfs, LLCBroker
October 2012 - October 2021 · 9 yrs
Alchemy Alternatives, INC.Broker
October 2010 - October 2012 · 2 yrs
Prudential Bache Securities, LLCBroker
October 2009 - June 2010 · 8 mos
Alchemy Alternatives, INC.Broker
February 2009 - September 2009 · 7 mos
National Bank of Canada Financial INC.Broker
March 2005 - January 2009 · 3 yrs 10 mos
K&z Partners, LLCBroker
October 2001 - July 2005 · 3 yrs 9 mos
Banc of America Securities LLCBroker
April 1998 - December 1999 · 1 yr 8 mos
Lehman Brothers INC.Broker
October 1995 - May 1998 · 2 yrs 7 mos
State Registrations2 states
PATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Zack - Financial Advisor | TrueAdvisor