Michael Alba
Michael Alba is a registered investment advisor at Greenleaf Financial Network, LLC, based in Fenwick Island, DE, with 29 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 3 more. Their firm serves 189 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Greenleaf Financial Network's advisors offer portfolio management services, charging a fee based on the total value of your investments. The exact fee is negotiated with each client, but the maximum annual fee is 2.20% of all assets. You can end the agreement within five business days for a full refund. After that, you can cancel at any time with written notice, and any unearned fees will be returned to you.
Location
Fenwick Island, DE
Get directionsHistory
Regulatory History (5)
Customer Dispute
January 2004Customer Dispute
July 2003Customer Dispute
December 2002Customer Dispute
December 2002Customer Dispute
March 2002Other Business ActivitiesSells Insurance
Michael is an insurance agent since 2008. He dedicates a few hours per week to this activity, some of which may occur during trading hours.
Employment History
Current Registrations
Greenleaf Financial Network, LLC
Previous Registrations
Vsr Advisory Services
The Masters
Wachovia Securities Financial Network, LLC
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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